Merrill paying $1M fine in settlement with SEC (AP)

Posted by admin on January 31, 2009 under News | Be the First to Comment

Merrill paying $1M fine in settlement with SEC (AP)
AP – Merrill Lynch on Friday agreed to pay a $1 million civil fine to settle with federal regulators who accused the company of misleading pension consulting clients and failing to disclose conflicts of interest in recommending the use of its affiliated services.

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